Uniform Securities Act

Results: 366



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61Investment / Finance / United States securities law / United States Securities and Exchange Commission / 73rd United States Congress / Securities Act / Security / Prospectus / Subscription / Financial economics / Securities / Stock market

Maine Revised Statutes Title 32: PROFESSIONS AND OCCUPATIONS Chapter 135: MAINE UNIFORM SECURITIES ACT HEADING: PL 2005, c. 65, Pt. A, §2 (new) §[removed]SECURITIES REGISTRATION BY QUALIFICATION

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Source URL: www.maine.gov

Language: English - Date: 2015-02-02 09:46:50
62Investment / Finance / United States securities law / United States Securities and Exchange Commission / 73rd United States Congress / Securities Act / Security / Prospectus / Subscription / Financial economics / Securities / Stock market

Maine Revised Statutes Title 32: PROFESSIONS AND OCCUPATIONS Chapter 135: MAINE UNIFORM SECURITIES ACT HEADING: PL 2005, c. 65, Pt. A, §2 (new) §[removed]SECURITIES REGISTRATION BY QUALIFICATION

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Source URL: www.state.me.us

Language: English - Date: 2015-02-02 09:46:50
63Securities Litigation Uniform Standards Act / Class action / Central Bank of Denver v. First Interstate Bank of Denver / U.S. Securities and Exchange Commission / Denise Cote / Milberg / Law / United States securities law / Private Securities Litigation Reform Act

31. Securities .1 Introduction[removed]Statutory Framework[removed]The Private Securities Litigation Reform Act[removed]Class Representatives and Lead Plaintiffs[removed]Pleading Requirements 540

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Source URL: www.oecd.org

Language: English - Date: 2014-07-21 01:54:31
64Finance / Tax avoidance / Taxation in the United States / Uniform Gifts to Minors Act / Futures contract / Financial markets / Commodities market / Commodity pool / Financial economics / United States securities law / Investment

Security Futures Products Account Opening Application Example

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Source URL: www.nfa.futures.org

Language: English - Date: 2010-05-12 16:14:53
65United States Securities and Exchange Commission / Business / 73rd United States Congress / Stock market / Securities Act / Securities Exchange Act / Security / Regulation D / Investment Advisers Act / Financial economics / Finance / United States securities law

UNIFORM SECURITIES ACT[removed]Act 551 of 2008 AN ACT to enact the uniform securities act[removed]relating to the issuance, offer, sale, or purchase of securities; to prohibit fraudulent practices in relation to securities

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Source URL: www.legislature.mi.gov

Language: English - Date: 2015-02-04 15:48:08
66Erica P. John Fund /  Inc. v. Halliburton Co. / United States / Basic Inc. v. Levinson / Private Securities Litigation Reform Act / Class action / Securities Litigation Uniform Standards Act / Dick Cheney / Securities fraud / Dresser Industries / Halliburton / Economy of the United States / Law

March 4, 2014 Halliburton at the Supreme Court What’s at Stake in Halliburton Co. v. Erica P. John Fund Ten years ago, Justice Scalia and then-Vice President Dick Cheney took the duck-hunting trip that became a nation

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Source URL: www.afj.org

Language: English - Date: 2014-03-04 14:07:52
67Banking / Financial institutions / Payment systems / Tax avoidance / Uniform Gifts to Minors Act / United States securities law / Bank / Transactional account / 401 / Investment / Financial economics / Finance

Harbor New Account Application Questions? Use this form to open a non-retirement mutual fund account. Please do not use this application to establish an IRA account. Print in CAPITAL LETTERS and in black ink.

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Source URL: www.harborfunds.com

Language: English - Date: 2014-10-07 17:40:00
68Securities fraud / U.S. Securities and Exchange Commission / Financial system / Financial economics / Financial regulation / Corporate crime / Private Securities Litigation Reform Act / Securities Litigation Uniform Standards Act

No. 04–1371 In the Supreme Court of the United States MERRILL LYNCH, PIERCE, FENNER & SMITH, INC., Petitioner, v.

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Source URL: www.appellate.net

Language: English - Date: 2005-11-15 01:01:04
69Securities Litigation Uniform Standards Act / Private Securities Litigation Reform Act / Citation signal / José A. Cabranes / Law / Civil law / Class action

New York County Clerk’s Index No[removed]Court of Appeals of the State of New York

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Source URL: www.appellate.net

Language: English - Date: 2013-01-31 17:31:32
70Securities Litigation Uniform Standards Act / Class action / Blue sky law / Citation signal / John J. Bursch / United States securities law / Law / Private Securities Litigation Reform Act

Microsoft Word - 700013874_18.DOCX

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Source URL: www.appellate.net

Language: English - Date: 2011-04-08 12:45:30
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